Σπουδές

1973-1979: Γερμανική Σχολή Αθηνών: Απολυτήριο Λυκείου, Abitur Γερμανικού Υπουργείου Παιδείας

1979-1983: Πανεπιστήμιο Αθηνών, Νομική Σχολή: Πτυχίο

1984-1985: Πανεπιστήμιο Ζυρίχης, Νομική Σχολή: Προδίπλωμα

1985-1987: Πανεπιστήμιο Αθηνών, Σχολή Οικονομικών Επιστημών: Πτυχίο

1987-1989: Πανεπιστήμιο Γενεύης, Ανώτατο Ινστιτούτο Διεθνών Σπουδών (GraduateInstituteofInternationalStudies, “ΙUΗΕΙ”): Μεταπτυχιακές Σπουδές στο Διεθνές Τραπεζικό Δίκαιο (C.E.S. in International Banking Law)

1989-1990: Πανεπιστήμιο Πενσυλβάνιας, Σχολή Διοίκησης Επιχειρήσεων (Wharton Business School): Υπότροφος μεταπτυχιακός ερευνητής στο Τμήμα Χρηματοοικονομικής και στο Κέντρο Διεθνούς Τραπεζικής (Albert Gallatin Scholarship)

1990-1992: Πανεπιστήμιο Γενεύης, Ανώτατο Ινστιτούτο Διεθνών Σπουδών (ΙUΗΕΙ): Μεταπτυχιακές σπουδές στη Διεθνή Οικονομική (D.E.S. in International Economics)

1992-1996: Πανεπιστήμιο Γενεύης, Ανώτατο Iνστιτούτο Διεθνών Σπουδών (ΙUΗΕΙ): διδακτορική διατριβή στο Διεθνές Τραπεζικό Δίκαιο με θέμα: InternationalandRegionalRegimesforthePrudentialRegulationofInternationalBanks

2020 (Μάϊος – Ιούλιος): Massachusetts Institute of Technology (MIT), Sloan School of Management:ArtificialIntelligence: ImplicationsforBusinessStrategy,Executive Program (εξ’ αποστάσεως πρόγραμμα)

Ακαδημαϊκή θέση

Καθηγητής Δημόσιου Οικονομικού Δικαίου, Νομική Σχολή ΕΚΠΑ

Τομέας

Δημοσίου Δικαίου

Διδασκαλία μαθημάτων

Προπτυχιακό πρόγραμμα:

Συνταγματικό Δίκαιο (α΄ εξάμηνο)

Πολιτική Οικονομία (α΄ εξάμηνο)

Ατομικά και Κοινωνικά Δικαιώματα (δ΄ εξάμηνο)

Δημόσιο Οικονομικό Δίκαιο (ε΄ εξάμηνο)

Σεμινάριο Δημοσίου Δικαίου: Δίκαιο Κεντρικών Τραπεζών (ζ΄ εξάμηνο)

Εφαρμογές Δημοσίου Δικαίου (η΄ εξάμηνο)

Μεταπτυχιακό πρόγραμμα:

Ρύθμιση, εποπτεία και επίβλεψη στο χρηματοπιστωτικό σύστημα (τράπεζες – κεφαλαιαγορά – ιδιωτική ασφάλιση): θεωρία και θεσμοί

Το Δίκαιο της ΟΝΕ και η εφαρμογή του στην Ελληνική Έννομη Τάξη

Δημόσιο Τραπεζικό Δίκαιο (banking regulation)

Δημόσιο Δίκαιο της Κεφαλαιαγοράς (capital markets regulation)

Ρύθμιση και εποπτεία της ιδιωτικής ασφάλισης και των συστημάτων πληρωμών (insurance and payment systems regulation)

Πεδία ερευνητικού  ενδιαφέροντος

Διεθνές, ευρωπαϊκό και δημόσιο χρηματοπιστωτικό δίκαιο, δίκαιο κεντρικών τραπεζών, οικονομικό συνταγματικό δίκαιο, δίκαιο της ΟΝΕ, θεσμική οικονομική (institutional economics)

Λοιπέςδραστηριότητες στην Ελλάδα

(1) Μελέτες Διεθνούς, Ενωσιακού και Ελληνικού Δημοσίου Οικονομικού Δικαίου (Νομική Βιβλιοθήκη): Διεύθυνση Σειράς (με Καθηγητή Γ. Δελή)

(2) Εταιρεία Τραπεζικού Δικαίου και Δικαίου της Κεφαλαιαγοράς: Πρόεδρος του Δ.Σ. 

(3) Δίκαιο Επιχειρήσεων & Εταιριών: Μέλος της συντακτικής επιτροπής

(4) Ελληνικό Παράρτημα της Ένωσης Διεθνούς Δικαίου (ILA): Μέλος (Πρώην Πρόεδρος του Δ.Σ.)

(5) Επιτροπή Νομικών Εμπειρογνωμόνων σε θέματα Ευρωπαϊκής Ένωσης Κεφαλαιαγορών (CMU) της Επιτροπής Κεφαλαιαγοράς: Πρόεδρος

(6) European Group of Public Law of the European Public Law Organisation (EPLO, Αθήνα):Μέλος

Διεθνείς δραστηριότητες

Α. Ερευνητική δραστηριότητα

(1) Ερευνητικός εταίρος στο “UniversityResearchPriorityProgram (URPP): FinancialMarketRegulation” του Πανεπιστημίου της Ζυρίχης (από το 2015)

(2) Συμμετοχή στο ερευνητικό πρόγραμμα του Πανεπιστημίου του Yale (School of Management) “YaleProgramonFinancialStability” (από το 2019)

Β. Πρόσφατες ακαδημαϊκές διακρίσεις

(1) Fernand Braudel Senior Fellow στο Τμήμα Νομικής του Ευρωπαϊκού Πανεπιστημιακού Ινστιτούτου (EUI), Φλωρεντία (χειμερινό εξάμηνο ακαδημαϊκού έτους 2017-2018)

(2) Ακαδημαϊκός Επισκέπτης στο St Antony’s College (Πανεπιστήμιο της Οξφόρδης), συνδεδεμένος με το Κέντρο Ερευνών Political Economy of Financial Markets (PEFM) (Σεπτέμβριος – Οκτώβριος 2018)

Γ. Διδακτική δραστηριότητα

1. Επισκέπτης Καθηγητής

(1) LLM Program, Europa Institut, Πανεπιστήμιο του Saarland (από το ακαδημαϊκό έτος 2008-2009)

(2) European Law and Governance School (ELGS), Ευρωπαϊκός Οργανισμός Δημοσίου Δικαίου (EPLO) (από ακαδημαϊκό έτος 2017-2018)

2. Διαρκείς εντολές διδασκαλίας

(1) LLM Program in International Economic Law, Europa Institut, Νομική Σχολή Πανεπιστημίου της Ζυρίχης (από το ακαδημαϊκό έτος 2014-2015)

(2) Certificate of Advanced Studies (CAS) Program, Europa Institut, Νομική Σχολή Πανεπιστημίου της Ζυρίχης (από ακαδημαϊκό έτος 2014-2015)

(3) Ακαδημία Ευρωπαϊκού Δικαίου (European Law Academy (ERA), Trier) (από ακαδημαϊκό έτος 2010-2011)

Δ. Συμμετοχή σε επιστημονικές ενώσεις και ερευνητικά κέντρα

(1) European Banking Institute (EBI, Φρανκφούρτη):

Πρόεδρος Ακαδημαϊκού Συμβουλίου (από Φεβρουάριο 2020)

Ακαδημαϊκός Διευθυντής του LLM Program in “EU Banking and Financial Regulation” (από Δεκέμβριο 2021)

Συντονιστής των Working Groups on Banking Resolution (με τον Καθηγητή Prof. Georg Ringe) και Macroprudential Policies (με τις Καθηγήτριες Rosa Maria Lastra και Seraina Grünewald)

(2) Committee on International Monetary Law of the International Law Association (MOCOMILA, Λονδίνο): Τακτικό μέλος (από το 2004) και Ακαδημαϊκός Συντονιστής (από το 2018)

(3) Erasmus Center for Economic and Financial Governance (ECEFG) (Erasmus School of Economics and Law, Erasmus University of Rotterdam): Research Associate

(4) Central Bank Research Association (CEBRA, Βέρνη): Μέλος

(5) Jean Monnet Centre of Excellence EU Sustainable Finance and Law (EUSFiL): Academic Fellow (από Δεκέμβριο 2020)

(6) Ομάδα Εργασίας του UNIDROIT για την αφερεγγυότητα των τραπεζών (bank insolvency): μέλος ως εκπρόσωπος του ΕΒΙ

Ε. Συμμετοχή σε εκδοτικές επιτροπές και ακαδημαϊκά blogs

(1) EBI Book Series on Banking & Capital Markets Law, Palgrave Macmillan, Springer: Book Series General Editor (with Prof. D. Busch and A. Sciarrone)

(2) Reimagining Environmental Law blog, British Institute of International and Comparative Law (BIICL): συμμετέχων

ΣΤ. Έργο σε ενωσιακά όργανα και ενωσιακούς φορείς 

(1)ΕυρωπαϊκόΚοινοβούλιο: External expert on technical, regulatory and policy issues in the field of banking resolution(από Σεπτέμβριο 2020)

(2) ΣυμβούλιοΠροσφυγών (Board of Appeal) των Ευρωπαϊκών Εποπτικών Αρχών (European Supervisory Authorities, ESAs): Αντιπρόεδρος (από Δεκέμβριο 2021)

(3)ΕυρωπαϊκόΕλεγκτικόΣυνέδριο:External expert in Financial Law (από Μάρτιο 2017)

(4)CollegeofEurope: συνεργασία για την παροχή, για λογαριασμό του Ευρωπαϊκού Κοινοβουλίου, εκπαιδευτικών και συναφών υπηρεσιών στη θεματική “Financial and Capital Market Regulation” (από Μάρτιο 2019)

Ζ. Εισηγήσεις/διαλέξεις σε πανεπιστημιακά ιδρύματα και σε επιστημονικές εκδηλώσεις (κατ’ επιλογή, 2007-2020) 

University of Glasgow, Adam Smith Business School and University of Edinburgh, Commercial Law Centre, Workshop on “Financial Stability and the Too-Big-To-Fail Institution (TBTF) After the Covid-19 Pandemic: Are TBTF Resolution Regimes Still Fit for Purpose?”, discussant in the closing panel (December 2020)

European University Institute (EUI, Florence) and Single Resolution Board (SRB): “A Proposal for a Temporarily Amended Version of Precautionary Recapitalisation Under the Single Resolution Mechanism Regulation involving the European Stability Mechanism” (with M. Siri and M. Bodellini), Conference on ‘Bank Resolution in times of COVID-19’ (November 2020)

University of Siena: “European Central Banking Law – The Role of the European Central Bank and National Central Banks under European Law” (new book presentation, November 2020)

University of Oxford, St. Antony’s College: “Political Economy effects of COVID-19 pandemic on Central and Southeastern Europe”, European Political Economy Program (EuPEP) webinar (July 2020)

University of Luxembourg, Department of Law, Economic and Finance: “European Central Banking Law – The Role of the European Central Bank and National Central Banks under European Law” (new book presentation, January 2020)

Yale School of Management, Program on Financial Stability, 2019 Financial Crisis Forum: “Case Study: Greece” (August 2019)

Queen Mary University of London: “The Single Supervisory Mechanism as the first pillar of the European Banking Union” (October 2018)

Salzburg Center of European Union Studies: “Institutional and legal aspects of the European Banking Union” (Mach 2018)

King’s College ofLondon:“Prudential regulation and supervision of banks in China – implementation of international standards and domestic challenges” (March 2017)

University of Oxford, St. Antony’s College: “Institutional aspects in the architecture of the European Banking Union – The completed elements and the unfinished agenda”, Political Economy of Financial Markets (PEFM) Program (November 2016)

University of Zurich, URPP Financial Market Regulation: “The vicious circle between sovereign and banking crises: case studies from the euro area and policy responses” (March 2016)

ΙUΗΕΙ, University of Geneva:“Public international financial law” (February 2013)

Manchester University, School of Law: “The legal response to the recent financial turmoil” (February 2009)

Wharton Business School, University of Pennsylvania: “Introduction to European financial law” (May 2007)

Συγγραφικό έργο

(κατ’ επιλογή, για την περίοδο 2008-2020)

Ι. Ελληνόγλωσσες δημοσιεύσεις

Α. Βιβλία (6)

Στοιχεία Τραπεζικού Δικαίου (Ρόκας, Ν., Γκόρτσος, Χρ. Βλ., Μικρουλέα, Α. και Χ.Κ. Λιβαδά) (2016), Δημόσιο τραπεζικό δίκαιο: Το δίκαιο της πρόληψης και διαχείρισης τραπεζικών κρίσεων,Μέρος Πρώτο, 3η αναθεωρημένη έκδοση, Νομική Βιβλιοθήκη, Αθήνα

Εισαγωγή στο Δίκαιο της Οικονομικής και Νομισματικής Ένωσης: Γενικό Μέρος – Ιστορική Διάσταση & Θεσμικές Διατάξεις(2014),Νομική Βιβλιοθήκη, Αθήνα

Στοιχεία Τραπεζικού Δικαίου – Δημόσιο και Ιδιωτικό Τραπεζικό Δίκαιο (Ρόκας, Ν. και Γκόρτσος, Χρ. Βλ.) (2012), 2η αναθεωρημένη έκδοση, Νομική Βιβλιοθήκη, Αθήνα

Εισαγωγή στο Διεθνές Χρηματοπιστωτικό Δίκαιο – Το Διεθνές Τραπεζικό Δίκαιο μέσα στο Σύστημα του Διεθνούς Χρηματοπιστωτικού Δικαίου (2011),Νομική Βιβλιοθήκη, Αθήνα

Η διεθνής κρίση, η κρίση στην Ευρωζώνη και το Ελληνικό Χρηματοπιστωτικό Σύστημα (Χαρδούβελής, Γκ. Α. και Χρ. Βλ. Γκόρτσος, επιμέλεια) (2011), Ελληνική Ένωση Τραπεζών

Στοιχεία ελληνικού δικαίου της κεφαλαιαγοράς (Γκόρτσος, Χρ. Βλ., Σταϊκούρας, Π. και Χ. Λιβαδά) (2009), Ελληνικό Τραπεζικό Ινστιτούτο – Ελληνική Ένωση Τραπεζών, Αθήνα

Β. Άρθρα (7)     

Η διακυβέρνηση της Ευρωζώνης (με Αικ. Λαγαρία) (2020), στο συλλογικό τόμο: Το σύστημα διακυβέρνησης της Ευρωπαϊκής Ένωσης, Κ.Α. Στεφάνου (επιμέλεια), Νομική Βιβλιοθήκη, Αθήνα, Kεφάλαιο Ι ́, σελ. 325-372

Ο ενωσιακός Κανονισμός (ΕΕ) 2017/1129 για το ενημερωτικό δελτίο (2019, με Μ.Ε. Τερζή), Δίκαιο Επιχειρήσεων & Εταιριών, τεύχος 11, Νομική Βιβλιοθήκη, Αθήνα, σελ. 1392-1405

Προσδιορισμός της έννοιας του όρου «πελάτης» σύμφωνα με τις διατάξεις της ελληνικής νομοθεσίας που διέπει την πρόληψη και καταστολή της νομιμοποίησης εσόδων από εγκληματικές δραστηριότητες και της χρηματοδότησης της τρομοκρατίας (Γνωμοδότηση) (2019), Δίκαιο Επιχειρήσεων & Εταιριών, τεύχος 2, Νομική Βιβλιοθήκη, Αθήνα, σελ. 154-161

Οι προϋποθέσεις του ενωσιακού και του ελληνικού (δημοσίου) τραπεζικού δικαίου αναφορικά με την άσκηση της ελευθερίας παροχής υπηρεσιών στην Ελλάδα χωρίς εγκατάσταση από ενωσιακό χρηματοδοτικό ίδρυμα (Γνωμοδότηση) (2017), Χρηματοπιστωτικό Δίκαιο, α΄ τετραμηνία, Νομική Βιβλιοθήκη, Αθήνα, σελ. 5-13

Πρόληψη και διαχείριση «τραπεζικών κρίσεων φερεγγυότητας» σύμφωνα με το Ευρωπαϊκό και Ελληνικό δημόσιο τραπεζικό δίκαιο: μια συνοπτική θεώρηση (2015), Δίκαιο Επιχειρήσεων & Εταιριών, τεύχος 6, Νομική Βιβλιοθήκη, Αθήνα, σελ. 577-594

Η εφαρμογή «μέτρων δημόσιας χρηματοπιστωτικής σταθεροποίησης» σε πιστωτικά ιδρύματα σύμφωνα με τον νόμο 4335/2015 (2015), Χρηματοπιστωτικό Δίκαιο, β΄ τετραμηνία, Νομική Βιβλιοθήκη, Αθήνα, σελ. 157-166

Η χορήγηση τελικού αναχρηματοδοτικού δανεισμού σε φερέγγυα πιστωτικά ιδρύματα στην ευρωζώνη: μια αναλυτική παρουσίαση του μηχανισμού χορήγησης έκτακτης ενίσχυσης σε ρευστότητα (‘ELA’) (2014), Χρηματοπιστωτικό Δίκαιο, γ΄ τετραμηνία, Νομική Βιβλιοθήκη, Αθήνα, σελ. 438-449

ΙΙ. Ξενόγλωσσες δημοσιεύσεις

Α. Ερευνητικές μελέτες – in-depth analyses – briefing papers  

1. Για λογαριασμό του Ευρωπαϊκού Κοινοβουλίου (8)  

Impediments to resolvability – what is the status quo? (2021), Briefing paper for the Committee on Economic and Monetary Affairs (ECON) of the European Parliament, available at: https://www.europarl.europa.eu/RegData/etudes/STUD/2021/689447/IPOL_STU(2021)689447_EN.pdf

Non-performing Loans – New risks and policies? What factors drive the performance of national asset management companies?(2021), available at : https://www.europarl.europa.eu/RegData/etudes/IDAN/ 2021/659647/IPOL_IDA(2021)659647_EN.pdf 

Potential Concepts for the Future EU-UK relationship in financial services(2017), Research Paper for the ECON Committee of the European Parliament, IP/A/ECON/2016-20 PE 595.335

The future of economic governance in the EU(2010), European Union Committee, 12^th Report of Session 2010-2011, 20 October 2010, Written Evidence, EGE 6, pp. 24-35

Assessment of the banking “rescue” packages and “recovery” plans by Member States in the European Union(2008), European Parliament (IP/A/ECON/RT/2008-29), pp. 9-46

Eligibility of hybrid instruments issued by credit institutions for regulatory original own funds under European financial law(2008), European Parliament (IP/A/ECON/RT/2008-20), pp. 104-128

Credit Rating Agencies: a regulatory framework and a European Label for Credit Rating Agencies: What are the issues at stake and how can they be achieved? (2008), European Parliament, pp. 1-63

Briefing Note on Consumer Financial Education (2008), European Parliament (IP/A/IMCO/NT/2008-05), pp. 21-32

Risk issues relating to Hedge Funds (2008), European Parliament, pp. 21-34

2. Για λογαριασμό του HouseofLords (UK) (4)  

The Post-Crisis EU Financial Regulatory Framework: Do the pieces fit?(2015), 5^th Report of Session 2014-15, Written submission to the inquiry into the EU Regulatory Framework, HL Paper 103, FRF0011

The EU Financial Regulatory Framework(2014), European Union Committee, written evidence submitted on 30 September

The future of economic governance in the EU(2010), European Union Committee, 12^th Report of Session 2010-2011, 20 October 2010, Written Evidence, EGE 6, pp. 24-35

The future of EU financial regulation and supervision(2009), European Union Committee, 14^th Report of Session 2008-2009: 17 June 2009, Volume II: Written Evidence, pp. 214-219

3. Για λογαριασμό του CharlesUniversity, Prague

The Evolution of European (EU) Banking Law under the Influence of (Public) International Banking Law: A Comprehensive Overview(2019), Research study supported by Charles University, project PRIMUS HUM/17 “Europeanization as a determiner of legal regulation of financial services and taxation”, implemented at the Faculty of Law, Charles University, Prague, Second fully updated edition available at: https://ssrn.com/abstract=3334493

Β. Βιβλία – e-books

1. Εκδοθέντα

1.1Βιβλία (8)

European Central Banking Law – The Role of the European Central Bank and National Central Banks under European Law(2020),Palgrave Macmillan Studies in Banking and Financial Institutions, Palgrave Macmillan, Cham – Switzerland

European Governance in Times of Uncertainty/ Gouvernance Européenne en temps incertains – Liber Amicorum Prof. Constantin Stephanou (2020, co-edited with Chryssochoou, D., Hatzopoulos, V. and A. Passas), Nomiki Bibliothiki – AthensAthens – own contribution (with K. Lagaria):

The European Supervisory Authorities (ESAs) as “Direct” Supervisors in the EU Financial System, pp. 231-245

Stricto Sensu Investor Protection Under the ‘MiFID II’: A Systematic Overview of Articles 24-30(2018), Cambridge Scholars Publishing, Newcastle upon Tyne, UK

Resolving private sector insolvency: The experience of the EU periphery and the case of Greece” (co-edited with P. Monokroussos) (2017), Palgrave Macmillan Studies in Banking and Financial Institutions, Palgrave Macmillan, UK

Banking Union – A Compendium (with J.-H. Binder) (2016), C.H. Beck, München – Hart, Oxford – Nomos, Baden-Baden

The Single Supervisory Mechanism (SSM): Legal aspects of the first pillar of the European Union (2015), Nomiki Bibliothiki, Athens

The New EU Directive (2014/49/EU) on Deposit Guarantee Schemes: an Element of the European Banking Union (2014), Nomiki Bibliothiki, Athens

Fundamentals of Public International Financial Law (2012), Nomos Verlagsgesellschaft, Baden-Baden

1.2 e-books (6)

The Evolution of European (EU) Banking Law under the Influence of (Public) International Banking Law: A Comprehensive Overview(2022), Fourth fully updated edition, available at: https://ssrn.com/abstract=3334493

Financial Stability amidst the Pandemic Crisis: On Top of the Wave, Gortsos, Ch.V. and W.G. Ringe (editors), European Banking Institute (EBI) (2021), available at: https://ssrn.com/abstract=3877946

Pandemic Crisis and Financial Stability, Gortsos, Ch.V. and G. Ringe (editors), European Banking Institute (EBI) (2020), available at: https://ssrn.com/abstract=3607930 

The Single Resolution Mechanism (SRM) and the Single Resolution Fund (SRF):  Legal aspects of the second main pillar of the European Banking Union, Fifth edition (2019), available at: https://ssrn.com/ abstract=2668653 (previous editions: 2015, 2016, 2017 and 2018)

Legal Aspects of the European Central Bank (ECB) – The ECB within the European System of Central Banks (ESCB) and the European System of Financial Supervision (ESFS)(2018), second edition, available at: https://ssrn.com/abstract=3162024

Stricto Sensu Investor Protection Under the ‘MiFID II’: A Systematic Overview of Articles 24-30(2017) available at: https://ssrn.com/abstract=2983776

1.3 General Series Co-editor

Sustainable Finance in Europe: Busch, D., Ferrarini, G. and S. Grünewald (editors), EBI Book Series on Banking & Capital Markets Law (2021), Palgrave Macmillan, Cham – Switzerland

2. Υπόέκδοση (2022-2023)

Βιβλία (5)

BrusselsCommentaryonEuropeanBankingUnion, Binder, J.-H., Gortsos, Ch.V., Lackhoff, Kl. and Ch. Ohler (co-editors), C.H. Beck, München – Hart, Oxford – Nomos, Baden-Baden – own contributions:

Commentary on Articles 2, 6, 16, 25 and 32-34 of the Single Supervisory Mechanism Regulation

Commentary on Articles 3, 13, 19-20, 67-74, 80-84 and 88-99 of the Single Resolution Mechanism Regulation

Liability of Financial Supervisors and Resolution Authorities,Busch, D., Gortsos, Ch.V. and G. McMeel (co-editors), Oxford University Press, Oxford – own contributions:

General Introduction (with D. Busch and G. McMeel)

Chapter 3: Liability of the European Central Bank, the Single Resolution Board and the ESAs (ESMA, EBA and EIOPA) (with D. Busch)

Chapter 13: Greece (with E. Anastopoulou)

International Monetary and Banking Law in the post COVID-19 World, Blair, W., Zilioli, Ch. and Ch.V. Gortsos (editors), Oxford University Press – own contributions:

General Introduction (with William Blair and Chiara Zilioli)

The response of international financial fora to the pandemic crisis

Sustainability, climate change and financial law: Principles and perspectives (withWilliam Blair)

Fundamentals of European (EU) Banking Regulation, Palgrave Macmillan Studies in Banking and Financial Institutions, Palgrave Macmillan Springer, Cham – Switzerland

Volume I: Banking Regulation Theory, the Influence of International Financial Standards and Institutional Aspects of EU Banking Law

Volume II: Substantive Aspects of EU Banking Law

The New EU Regime for Digital Assets and Infrastructures: A Commentary on MiCA, DORA and DLT Pilot Regime Regulations, Annunziata, F., Lehmann, M. and Ch.V. Gortsos (editors),Edward Elgar Publisher, Cheltenham, UK – Northampton, MA, USA (2023)

Γ. Άρθρα

1. Δημοσιευθέντα  

1.1 Δημοσιεύσεις σε βιβλία, e-books και liberiamicorum (22)

The implementation of the single monetary policy since the outbreak of the pandemic crisis and some considerations on its impact on financial stability (2021), in Gortsos, Ch.V. and W.G. Ringe (editors): Financial stability amidst the pandemic crisis: on top of the wave, European Banking Institute (EBI), e-book, Chapter 9, pp. 287-324, available at: https://ssrn.com/abstract=3877946

Threats to EU financial stability amidst the pandemic crisis (2021), in Utrilla, D. and An. Shabbir (editors): EU Law in Times of Pandemic: The EU’s Legal Response to COVID-19, EU Law Live Press, Chapter 24, pp. 281-291

The EU Taxonomy Regulation: more important than just an element of the Capital Markets Union (2021), in Busch, D., Ferrarini, G. and S. Grünewald (2021 editors): Sustainable Finance in Europe, EBI Book Series on Banking & Capital Markets Law, Palgrave Macmillan, Cham – Switzerland, Chapter 11, pp. 351-395

A Proposal for a Temporarily Amended Version of Precautionary Recapitalisation Under the Single Resolution Mechanism Regulation involving the European Stability Mechanism (with M. Siri and M. Bodellini) (2021), in Bajakić, I. and M. Božina Beroš (editors): EU Financial Regulation and Markets: Beyond Fragmentation and Differentiation, Conference Proceedings, Faculty of Law, University of Zagreb, pp. 1-13

Theoretische Grundlagen der Einlagensicherung und internationale “Financial Standards” (2021), in Raschauer. N. /Th. Stern (Hrsg.): Einlagensicherung: Mit Fokus auf Einlagensicherungssysteme im deutschen Sprachraum, Linde Verlag, Wien, Kapitel 1, S. 1-34

The Crédit Agricole cases: application of national law (2020), in Zilioli, Ch. and K.-Ph. Wojcik (co-editors): Judicial Review in the European Banking Union, Edward Elgar Publisher, Cheltenham, UK – Northampton, MA, USA, Chapter 31, pp. 510-520

The evolution of the institutional and regulatory framework governing the (European) Banking Union: completed and uncompleted reform proposals and the impact of the current pandemic crisis (2020), Report of the Committee on International Monetary Law of the International Law Association, Kyoto Biennual Conference of the International Law Association, December, Section III

Threats to EU financial stability amidst the pandemic crisis (2020), in Utrilla, D. and An. Shabbir (editors): EU Law in Times of Pandemic: The EU’s legal response to COVID-19, e-book, EU Law Live Press, Chapter 25, pp. 244-251

The application of the EU banking resolution framework amidst the pandemic crisis (2020), in Gortsos, Ch.V. and G. Ringe (editors): Pandemic Crisis and Financial Stability, European Banking Institute (EBI), available at: https://ssrn.com/abstract=3607930, Chapter 11, pp. 355-384

Banking Resolution (2020), in Amtenbrink, F. and Ch. Hermann (editors): The EU Law of Economic and Monetary Union, Oxford University Press, Oxford, pp. 1145-1180

The Single Resolution Mechanism (SRM) (2019), in Fabbrini, F. and M. Ventoruzzo (editors): Research Handbook on EU Economic Law, Research Handbooks in European Law, Edward Elgar Publisher, Cheltenham, UK – Northampton, MA, USA, Chapter 12, pp. 330-365

The European Deposit Insurance Scheme (EDIS) (2019), in Fabbrini, F. and M. Ventoruzzo (editors): Research Handbook on EU Economic Law, Research Handbooks in European Law, Edward Elgar Publisher, Cheltenham, UK – Northampton, MA, USA, Chapter 13, pp. 366-395

European Banking Union within the system of European banking and monetary law (2019), in Chiti, M.P. and V. Santoro (editors): The Palgrave Handbook of the European Banking Union Law, Palgrave – Macmillan, Springer Nature Switzerland AG, Chapter 2, pp. 19-40

Identifying Groups as ‘Financial Conglomerates’ under European Financial Law (Directive 2002/87/EC): A not so straightforward exercise (2019), in Liber Amicorum of Emeritus Professor Thanassis Papachristou, Nomiki Bibliothiki – Athens (also available at: https://ssrn.com/abstract=3066037)

The Scope of the EU Alternative Investment Fund Managers Directive (2011/61/EU) and Its Significance for EU Investment Funds Law (2018), in Dignatio Rerum Professor Elias Krispis, Sakkoulas Publications, Athens – Thessaloniki, pp. 207-232 (also available at: https://ssrn.com/ abstract=3000356)

Public enforcement of ‘MiFID II’ (2017), in Busch, D. and G. Ferrarini (editors): Regulation of EU Financial Markets: MiFID II and MiFIR, Oxford University Press, Oxford, Chapter 19

The power of the ECB to impose administrative penalties as a supervisory authority: an analysis of Article 18 of the SSMR (2017), in Liber Amicorum of Emeritus Professor Nikolaos Klamaris, Nomiki Bibliothiki – Athens (also available at: https://ssrn.com/abstract= 2606704)

Financial inclusion: an overview of its various dimensions and its assistance in reducing private sector insolvency (with V. Panagiotidis) (2017), in Monokroussos, P. and Ch.V. Gortsos (editors):Resolving private sector insolvency: The experience of the EU periphery and the case of Greece, Palgrave Macmillan Studies in Banking and Financial Institutions, Palgrave Macmillan UK, Chapter 14 pp. 363-393 (also available at: https://ssrn.com/abstract=2715625)

The two main pillars of the European Banking Union: the legal framework in a ‘nutshell’ (2016), in Binder, J.-H. and Gortsos (2016): Banking Union – A Compendium, C.H. Beck, München – Hart, Oxford – Nomos, Baden-Baden, pp. 117-68

‘Chinese walls’ within the Single Supervisory Mechanism (2016), in G. Gimigliano (editor): Money, Payment Systems and the European Union: The Regulatory Challenges of Governance, Cambridge Scholars Publishing, Newcastle upon Tyne, UK, Chapter 9, pp. 185-207 (also available at: https://ssrn.com/abstract=2668561)

The role of the European Banking Authority (EBA) after the establishment of the Single Supervisory Mechanism (SSM) (2016), in Andenas, M. and G. Deipenbrock (editors): Regulating and Supervising European Financial Markets – More Risks than Achievements, Springer International Publishing Switzerland, Part II, pp. 277-297

The evolution of European Banking Law: From the Principle of National Treatment to the European Union (2016), in Commemorative Volume for Leonidas Georgakopoulos, Volume I, Bank of Greece, Center for Culture, Research and Documentation, pp. 259-292 (also available at: https://ssrn.com/abstract=2668561)

Last resort lending to solvent credit institutions in the euro area: a detailed presentation of the Emergency Liquidity Assistance (ELA) mechanism (2015), in ECB Legal Conference 2015 – From Monetary Union to Banking Union, on the way to Capital Markets Union: New opportunities for European integration, European Central Bank, pp. 53-76 (also available at: https://ssrn.com/abstract=2688953)

The two main pillars of the European Banking Union: the legal framework in a ‘nutshell’ (2015), inBinder, J.-H. and Ch.V. Gortsos (co-authors): Banking Union – A Compendium, C.H. Beck, München – Hart, Oxford – Nomos, Baden-Baden, pp. 17-68

The Impact of the Current Eurozone Fiscal Crisis on the Greek Banking Sector and the Measures Adopted to Preserve its Stability (2012), in Hieronymi, O. and C. Stephanou (editors): International Debt: Economic, Financial, Monetary, Political and Regulatory Aspects, Palgrave Macmillan Studies in Banking and Financial Institutions, Palgrave Macmillan UK, Chapter 6, pp. 164-188

Basel III: The reform of the existing regulatory framework of the Basel Committee on Banking Supervision for strengthening the stability of the international banking system (2011),inMeng, W., Ress, G. und T. Stein (Hrsg.): Festschrift: 60 Jahre Europa-Institut der Universität des Saarlandes – 60 Jahre Europa- und Völkerrecht, Nomos Verlag, Baden-Baden, pp. 167-183

The proposals of the de Larosière Group on the future of financial supervision in the European Union (2010), in Giovanoli, M. and D. Devos (editors): International Monetary and Financial Law: The global crisis, Oxford University Press, Oxford, pp. 127-145

1.2 Δημοσιεύσειςσεεπιστημονικάπεριοδικά (10)

On the Stability of the EU Banking System Amidst the Pandemic Crisis: Editorial (2021), European Company Law Journal, Volume 18, Issue 5, October, pp. 150-151

Considerations on the application of the NCWO principle under the SRM Regulation (2021), Spanish Journal of Insolvency & Restructuring (I&R), No. 1/2021, pp. 7-32 (also published as European Banking Institute Working Paper Series, No. 88, available at: https://ssrn.com/abstract=3807971)

The response of the European Central Bank to the current pandemic crisis: monetary policy and prudential banking supervision decisions (2020), European Company and Financial Law Review, ECFR 3-4/2000, pp. 231–256 (also published in the European Banking Institute Working Paper Series, No. 68, available at: https://ssrn.com/abstract=3650370)

Threats to EU financial stability amidst the 2020 pandemic crisis (2020), EU LAW LIVE, weekend edition No 24, 4 July, pp. 2-11, available at: https://eulawlive.com/weekend-edition/weekend-edition-no24

Safeguarding the Stability of the Greek Banking System Amidst the Fiscal Crisis in the Euro Area: Arrangements Before and After the Establishment of the European Banking Union (2017), European Business Organisation Law Review, Special Issue: The European Banking Union in Action (Grundmann, S., Monti, G. and C.A. Petit, editors), vol. 18, issue 3, September, pp. 479-502

Institutional and legal aspects of the European Banking Union: Status quo and the way forward (2017), Paper prepared for the ADEMU conference on “The Future of Economic & Monetary Union – Law and policy issues of EMU reform”, EUI, Florence, 11-12 December, Journal of Financial Law, 2^nd-3^rd quarter, Nomiki Bibliothiki, Athens, pp. 171-194 (also available at: https://ssrn.com/abstract=3093830)

The powers of the ESMA in case of breach of European Union Law: The particular case of breaching the ‘non bis in idem’ principle (2016), Journal of Financial Law, 3^rd quarter, Nomiki Bibliothiki, Athens, pp. 189-197 (also available at: https://ssrn.com/abstract=2890444)

The crisis-based European Union financial regulatory intervention: are we on top of the prudential wave? (2015), ERA Forum, Volume 16, issue 1, July, pp. 89-110

Competence sharing between the ECB and the national competent supervisory authorities within the Single Supervisory Mechanism (SSM) (2015), in Binder, J.-H. and S. Grundmann (2015, guest editors): The Banking Union and the Creation of Duties, European Business Organisation Law Review, Special Issue, vol. 16, issue 3, pp. 401-420

The application of the unfair commercial practices Directive in the field of European financial law (2013), Revue Européenne de Droit de la Consommation, No (1), pp. 55-72

1.3 Δημοσιεύσειςσε Research Working Paper Series (6)

The EU Taxonomy Regulation: more important than just an element of the Capital Markets Union(2020), EUSFiL Research Working Paper Series, 2020 no. 2, December (also in European Banking Institute Working Paper Series, No. 79, available at: https://ssrn.com/abstract=3750039)

The Prospectus Regulation (Regulation (EU) 2017/1129) and the recent Proposal for an EU Recovery Prospectus: elements of continuity and change with the past and the way forward (with M. Terzi), (2020), European Banking Institute Working Paper Series, No. 79, available at:https://ssrn.com/abstract=3742863

The Role of Deposit Guarantee Schemes (DGSs) within the Crisis Management Framework (2020),European Banking Institute Working Paper Series, No. 78, available at: https://ssrn.com/abstract=3737424

A Proposal for a Temporarily Amended Version of Precautionary Recapitalisation Under the Single Resolution Mechanism Regulation involving the European Stability Mechanism (with M. Siri and M. Bodellini) (2020), Paper presented in the SRB-EUI Conference on ‘Bank Resolution in times of COVID-19’ (17 November 2020), European Banking Institute Working Paper Series, No. 73, available at: https://ssrn.com/abstract=3688973

The European Supervisory Authorities (ESAs) As “Direct” Supervisors in the EU Financial System (with K. Lagaria) (2020), European Banking Institute Working Paper Series – No. 57, available at: https://ssrn.com/abstract=3534775

The role of deposit guarantee schemes (DGSs) in resolution financing, (2019), European Banking Institute Working Paper Series – No. 37, available at: https://ssrn.com/abstract=3361750

1.4 Λοιπέςδημοσιεύσεις (17) 

The 2021 Capital Markets Union Package’: A First Comprehensive Set of Legislative Proposals to Implement the 2020 CMU Action Plan (2021), EU Law Live, Op-Ed, December, available at: https://eulawlive.com/op-ed-the-2021-capital-markets-union-package-a-first-comprehensive-set-of-legislative-proposals-to-implement-the-2020-cmu-action-plan-by-christos-v-gortsos

The EU Taxonomy Regulation: more important than just an element of the Capital Markets Union (2021), Oxford Business Law Blog (OBLB), post, 21 January, available at: https://www.law.ox.ac.uk/ business-law-blog/blog/2021/01/taxonomy-regulation-more-important-just-element-capital-markets-union

Financial Stability During and After Covid (2021), Oxford Business Law Blog (OBLB), post (with W.G. Ringe), 9 July, available at: https://www.law.ox.ac.uk/business-law-blog/blog/2021/07/financial-stability-during-and-after-covid

A comprehensive overview of the EU regulatory framework on countering money laundering and terrorist financing as applied to credit institutions: the interaction between AML/CTF competent authorities, micro-prudential supervisory authorities, the ESAs, FIUs and law enforcement authorities (2020), De Jure, Legal Journal of the European Association of Young Lawyers of Athens, ELSA Athens, issue 24, pp. 14-25

Resolution planning and resolution action in the era of the current pandemic crisis: What is at stake?(2020), BrieFin #4: Resolution, The Professor’s view, European Banking Institute (EBI), 4^th edition, July, available at: https://ebi-europa.eu/wp-content/uploads/2020/07/ EBI-BrieFin-4_-Resolution.htm

The EU policy response to the current pandemic crisis through the lens of the Eurogroup Report of 9 April 2020: overview and assessment, available at: https://ssrn.com/ abstract=3579010

Financial engineering coupled with regulatory incentives: is there a strong market case for sovereign bond-backed securities (SBBSs) in the euro-area?: A brief  analysis of the European Commission’s Proposal for a Regulation on SBBSs(2018), available at: https://ssrn.com/ abstract=3244320

Do Callable Corporate Bonds Constitute PRIPs? The Application of Regulation (EU) No 1286/2014 of the European Parliament and of the Council ‘on Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs)’ in Relation to Callable Corporate Bonds(2018), available at: https://ssrn.com/abstract= 3167208; posted at: https://www.law.ox.ac.uk/business-law-blog/blog/ 2018/05/do-callable-corporate-bonds-constitute-prips

The proposed legal framework for establishing a European Monetary Fund (EMF): a systematic presentation and a preliminary assessment(2017), available at: https://ssrn.com/abstract=3090343

The Basel Committee on Banking Supervision through the Lens of Its 2013 Charter(2017), available at: https://ssrn.com/abstract=2900107

A Poisonous (?) Mix: Bail-Out of Credit Institutions Combined with Bail-In of Their Liabilities Under the BRRD – The Use of ‘Government Financial Stabilisation Tools’ (GFSTs)(2016), Paper presented at the Workshop of the Financial and Monetary Law Working Group of the European University Institute (EUI, Florence, 12 October), available at: https://ssrn.com/abstract=2876508

The ʽComitology procedureʼ under the European Parliament and Council Regulation (EU) No 182/2011 and its importance for EU banking law(2016), available at: https://ssrn.com/abstract=2716026

Deposit Guarantee Schemes: General Aspects and Recent Institutional and Regulatory Developments at International and EU Level(2016), Lecture at the IZMIR University of Economics, Izmir, 29 March, available at: https://ssrn.com/abstract=2758635

The Impact of the Current Fiscal Crisis in the Euro Area on the Greek Banking System and the Measures Adopted to Safeguard its Stability: An Institutional, Supervisory and Regulatory Perspective(2016), Lecture at the University of Zürich,22^nd Forum Financial Market Regulation, Zürich, 10 March, available at: https://www.finreg.uzh. ch/dam/jcr:00000000-3352-c613-ffff-ffff824738dd/Gortsos_ greekfiscalcrisis_April2016.pdf, https://ssrn.com/abstract=2769795, and https://www.law.ox.ac.uk/business-law-blog/blog/2016/05/impact-current-fiscal-crisis-euro-area-greek-banking-system-and)

Macro-prudential Tasks in the Framework of the Single Supervisory Mechanism (SSM): An Analysis of Article 5 of the SSM Regulation (2015), ECEFIL Working Papers, No. 12, March, available at: https://ssrn.com/abstract=2594714

Towards a “European banking Union”: the European Commission’s proposals on the creation of a ‘single supervisory mechanism’ in the banking sector(2012),ECEFIL Working Papers, No. 6, available at: https://www.ecefil.eu//UplFiles/wps/WORKING%20PAPER%20 SERIES%202012_6.pdf

The European Banking Authority within the European System of Financial Supervision(2011), ECEFIL Working Papers, No. 1, available at: https://www.ecefil.eu//UplFiles/wps/WORKING% 20PAPER%20SERIES%202011_1.pdf

2. Υπόδημοσίευση (6)

Historical evolution of Capital Requirements and Capital Adequacy Legislation in Europe, in Joosen, B., Lamandini, M. and T. Tröger (editors): Capital and Liquidity Requirements for European Banks: CRRII and CRDV, Oxford EU Financial Regulation Series (main editors D. Busch and G. Ferrarini), Oxford University Press, Oxford, Part I, Chapter 1

CRD IV and CRD V and national options and discretions, in Annunziata, F. and M. Siri: EU Banking and Financial Law: Open Issues of Vertical Interplay with National Law, EBI Book Series on Banking & Capital markets Law, Palgrave Macmillan, Cham – Switzerland

Supervision of financial holding companies under the CRD V, ZEuS

The 2021 “banking package”: a comprehensive overview, EU Law Live, Weekend Edition

On the Cypriot 2012-2013 Banking Crisis and the 2013 Banking Resolution, Festschrift in Honour of Benjamin Geva, Banking & Finance Law Review, Volume 38, Section III (The legal nature of money and banking law)

Management and supervision of ESG risks for credit institutions and investment firms: the 2021 EBA Report in a context, in Gargantini and Siri (editors): EU Sustainable Finance: Regulation, Supervision and Governance, EUSFiL Volume

Δ. Πανεπιστημιακέςπαραδόσεις (ηλεκτρονικά) (3)

The new EU regulatory framework governing the approval and consolidated supervision of financial holding companies and mixed financial holding companies(2021), available at: https://ssrn.com/abstract=3834246

The Commission’s 2020 Proposal for a Markets in Crypto-Assets Regulation (‘MiCAR’): A Brief Introductory Overview(2021), available at: ssrn.com/abstract=3842824

Legal Aspects of the Single Monetary Policy in the Euro Area: From the establishment of the Eurosystem to the current pandemic crisis(2021), University notes, Second edition, October, available at: https://ssrn.com/abstract=3819726